4.3: DO-178C Integration

Introduction

DO-178C "Software Considerations in Airborne Systems and Equipment Certification" is the aviation industry's software development standard. While ASPICE is automotive-focused, this section shows how ASPICE processes can be adapted for DO-178C compliance in avionics systems.


DO-178C Overview

Design Assurance Levels (DAL)

DAL Failure Condition Effect on Aircraft/Passengers Objective Rigor Comparable ASIL/SIL
DAL A Catastrophic Prevents safe flight/landing, likely fatalities Highest ≈ ASIL-D / SIL 4
DAL B Hazardous Large reduction in safety margins, serious injuries High ≈ ASIL-C / SIL 3
DAL C Major Significant reduction in safety margins, discomfort Medium ≈ ASIL-B / SIL 2
DAL D Minor Slight reduction in safety, inconvenience Low ≈ ASIL-A / SIL 1
DAL E No Effect No impact on safety Minimal QM

Example DAL Classifications:

  • DAL A: Flight control system (fly-by-wire)
  • DAL B: Engine control (FADEC - Full Authority Digital Engine Control)
  • DAL C: Weather radar
  • DAL D: Cabin entertainment system
  • DAL E: Non-safety passenger Wi-Fi

DO-178C vs ASPICE: Process Comparison

DO-178C Software Lifecycle Processes

DO-178C Process (Section) ASPICE Equivalent Integration Notes
Planning Process (4) MAN.3 Project Management DO-178C requires PSAC, SDP, SVP, SCMP
Software Requirements (5.1) SWE.1 Software Requirements High-level requirements (derived from system)
Software Design (5.2) SWE.2 SW Arch + SWE.3 Detailed Design Low-level requirements + architecture
Software Coding (5.3) SWE.3 BP6 Develop software unit Source code implementation
Integration (5.4) SWE.5 Software Integration Incremental integration with testing
Verification (6) SWE.4 Unit Verification + SWE.6 Qualification Reviews, analysis, testing
Configuration Management (7) SUP.8 Configuration Management Baseline control, change management
Quality Assurance (8) SUP.1 Quality Assurance Independent audits, reviews
Certification Liaison (9) N/A (DO-178C-specific) Interaction with certification authority

Key Insight: ASPICE maps well to DO-178C, but DO-178C demands extensive documentation and independence.


DO-178C Objectives by DAL

Verification Objectives Table (DO-178C Table A-1 to A-10)

Sample: Software Verification Objectives

Objective DAL A DAL B DAL C DAL D DAL E ASPICE Integration
Reviews of software requirements [OK] [OK] [OK] [OK] - SWE.1 BP6: Ensure consistency
Requirements-based testing [OK] [OK] [OK] [OK] [OK] SWE.4 BP2: Requirements-based test design
Structural coverage (statement) [OK] [OK] [OK] - - SWE.4 BP4: Statement coverage
Structural coverage (decision/branch) [OK] [OK] - - - SWE.4 BP4: Decision coverage (DAL A/B)
Structural coverage (MC/DC) [OK] [OK] - - - SWE.4 BP4: MC/DC coverage (DAL A/B)

Coverage Requirements by DAL (DO-178C Section 6.4.4):

  • DAL A: Statement + Decision + MC/DC (Modified Condition/Decision Coverage) - 100% each
  • DAL B: Statement + Decision + MC/DC - 100% each
  • DAL C: Statement + Decision Coverage - 100% each; MC/DC not required
  • DAL D: No structural coverage required
  • DAL E: No structural coverage required

Comparison to ISO 26262:

  • DAL A/B (MC/DC) = ASIL-C/D (MC/DC)
  • DAL C (Statement + Decision) ≈ ASIL-B (Branch coverage)
  • DAL D (no coverage) ≈ ASIL-A (Statement coverage)

DO-178C Key Planning Documents

1. Plan for Software Aspects of Certification (PSAC)

Purpose: Defines how software will achieve certification.

ASPICE Integration: MAN.3 BP2 (Define lifecycle model)

PSAC Template (Simplified):

# Plan for Software Aspects of Certification (PSAC)
## Flight Control System - DAL A

### 1. System Overview

**Aircraft**: Regional Jet X200
**Software Item**: Primary Flight Control Computer (PFCC)
**DAL**: Level A (Catastrophic failure condition)
**Certification Basis**: DO-178C, EASA CS-25

### 2. Software Lifecycle

**Lifecycle Model**: V-Model with incremental integration

Requirements → Design → Code → Unit Test ↓ ↓ ↓ ↑ System Requirements Analysis → System Verification


### 3. Software Development Standards

| Standard Type | Document | Version |
|---------------|----------|---------|
| Coding Standard | MISRA C:2012 + DO-178C Supplement | v2.0 |
| Design Standard | DO-331 (Model-Based Dev) | 2011 |
| Tool Qualification | DO-330 | 2011 |

### 4. Verification Activities

| Activity | Responsibility | Schedule |
|----------|----------------|----------|
| Requirements Review | Independent V&V Team | Monthly |
| Design Review | System Safety + IV&V | After each release |
| Code Review | Peer + IV&V | Continuous (every PR) |
| Testing (MC/DC) | Test Team + IV&V | Per build (weekly) |

### 5. Configuration Management

**Tool**: Git + Jira
**Baseline Control**: All releases tagged and archived
**Change Control**: CCB (Change Control Board) approval for DAL A changes

### 6. Quality Assurance

**Independence**: IV&V team reports to Chief Engineer (separate from development)
**Audits**: Quarterly process audits, final certification audit

### 7. Certification Milestones

| Milestone | Date | Deliverables to Authority |
|-----------|------|---------------------------|
| Software Plans Review | 2025-06-01 | PSAC, SDP, SVP, SCMP, SQAP |
| Software Accomplishment Summary | 2026-12-01 | SAS, all verification data |
| Type Certification | 2027-03-01 | Final approval from EASA |

### 8. Approval

**Applicant**: Aircraft Manufacturer Inc.
**Certification Authority**: EASA
**Approved by**: [Chief Engineer], [Certification Manager]
**Date**: 2025-12-17

2. Software Development Plan (SDP)

Purpose: Describes software development process, standards, tools.

ASPICE Integration: MAN.3 BP1 (Define project scope) + all SWE processes

Key Sections:

  • Development environment (compilers, IDEs, tools)
  • Coding standards (MISRA C compliance)
  • Peer review process
  • Development milestones

3. Software Verification Plan (SVP)

Purpose: Defines verification strategy (reviews, analysis, testing).

ASPICE Integration: SWE.4 BP1 (Develop unit verification strategy)

Verification Methods by DAL:

Method DAL A DAL B DAL C DAL D ASPICE Process
Requirements Review Required Required Required Required SWE.1 BP6
Design Review Required Required Required - SWE.2 BP8
Code Review Required Required Required - SWE.3 BP7
Requirements-Based Testing Required Required Required Required SWE.4 BP2, SWE.6 BP2
Structural Coverage Analysis Stmt + Decision + MC/DC Stmt + Decision + MC/DC Stmt + Decision Not required SWE.4 BP4

DO-178C Verification Independence

Independence Requirements

DAL Independence Requirement (DO-178C Table A-7) ASPICE Implementation
DAL A Verification by person(s) other than the developer; test cases developed independently from code Independent test engineer or IV&V team within company; external IV&V may be required by certification authority
DAL B Verification by person(s) other than the developer Peer review by different team member; independent QA team (SUP.1)
DAL C Independence not explicitly required for all activities Internal peer review acceptable (SWE.3 BP7, SWE.4 BP3)
DAL D No independence required Self-verification acceptable

ASPICE Alignment:

  • SUP.1 BP1: Establish quality assurance strategy
  • SUP.1 BP4: Perform quality assurance reviews (independent for DAL A/B)

Traceability Requirements (DO-178C Section 6.3)

DO-178C Traceability Data

Required Traces:

System Requirements
    ↓ (derives)
High-Level Software Requirements (HLSR)
    ↓ (derives)
Low-Level Software Requirements (LLSR)
    ↓ (implements)
Source Code
    ↓ (verifies)
Test Cases

Traceability Matrix Example (DAL B):

System Req HLSR LLSR Source File Function Test Case Status
SYS-REQ-042 HLSR-089 LLSR-142, LLSR-143 flight_ctrl.c calculatePitch() TC-HLSR-089 [PASS] Verified
SYS-REQ-043 HLSR-090 LLSR-144 flight_ctrl.c calculateRoll() TC-HLSR-090 [WARN] Partial coverage

ASPICE Integration:

  • SWE.1 BP5: Establish bidirectional traceability (SWE requirements ↔ System requirements)
  • SWE.2 BP7: Establish traceability (Architecture ↔ Requirements)
  • SWE.4 BP5: Establish traceability (Tests ↔ Requirements)

Structural Coverage Analysis (DO-178C Section 6.4.4)

MC/DC Coverage (DAL A)

Modified Condition/Decision Coverage: Every condition in a decision independently affects the outcome.

Example (DAL A Flight Control):

// Decision: (altitudeValid && speedValid) || emergencyMode
bool isFlightControlActive(bool altitudeValid, bool speedValid, bool emergencyMode) {
    return (altitudeValid && speedValid) || emergencyMode;
}

// MC/DC Test Cases (6 tests required for 100% MC/DC)
TC-001: altitudeValid=T, speedValid=T, emergencyMode=F → Result=T  (baseline)
TC-002: altitudeValid=F, speedValid=T, emergencyMode=F → Result=F  (toggle altitudeValid)
TC-003: altitudeValid=T, speedValid=F, emergencyMode=F → Result=F  (toggle speedValid)
TC-004: altitudeValid=T, speedValid=T, emergencyMode=T → Result=T  (toggle emergencyMode)
TC-005: altitudeValid=F, speedValid=F, emergencyMode=T → Result=T  (baseline for emergencyMode)
TC-006: altitudeValid=F, speedValid=F, emergencyMode=F → Result=F  (toggle emergencyMode from TC-005)

// Coverage Tool Output:
// MC/DC Coverage: 100% (all conditions independently affect decision)

Tools for MC/DC:

  • LDRA TBvision: DO-178C qualified MC/DC tool
  • VectorCAST: Qualified for aviation use
  • Gcov: NOT qualified for DAL A (requires qualification per DO-330)

Tool Qualification (DO-330: Software Tool Qualification Considerations)

Tool Qualification Levels (DO-330 Section 2.3)

DO-330 defines TQL based on the software level (DAL) and whether the tool is a development tool (Criteria 1: output becomes part of airborne software without verification) or a verification tool (Criteria 2: may fail to detect an error; Criteria 3: output is used to reduce, eliminate, or automate verification activities).

TQL DAL Tool Criteria Description Qualification Rigor
TQL-1 A 1 (Development Tool) Tool output used in airborne software at DAL A without independent verification Highest: Full software lifecycle applied to the tool itself
TQL-2 B 1 (Development Tool) Tool output used in airborne software at DAL B without independent verification High: Full lifecycle with reduced objectives
TQL-3 C 1 (Development Tool) Tool output used in airborne software at DAL C without independent verification Medium: Reduced lifecycle objectives
TQL-4 A/B 2 or 3 (Verification Tool) Tool may fail to detect errors or automates verification at DAL A/B Medium: Operational requirements verification
TQL-5 C/D or A/B/C/D 2 or 3 (Verification Tool) Tool may fail to detect errors or automates verification at DAL C/D, OR Criteria 3 verification tool at any level Low: Operational requirements verification only

Key Principle: Every TQL level requires qualification — DO-330 does not define a "no qualification required" level equivalent to ISO 26262 TCL 1.

Qualification Artifacts Required (all TQL levels require Tool Qualification Data):

Artifact TQL-1 TQL-2 TQL-3 TQL-4 TQL-5
Tool Qualification Plan (TQP) Required Required Required Required Required
Tool Operational Requirements (TOR) Required Required Required Required Required
Tool Verification Cases & Results Required Required Required Required Required
Tool Development Standards Required Required Required Not Req. Not Req.
Tool Design Description Required Required Reduced Not Req. Not Req.
Tool Accomplishment Summary (TAS) Required Required Required Required Required

ASPICE Integration (SUP.8):

  • SUP.8 BP1: Develop configuration management strategy (includes tool qualification tracking)
  • SUP.8 BP2: Identify configuration items (qualified tools are CIs)

Comparison to ISO 26262 TCL:

  • DO-330 TQL-1 ≈ ISO 26262 TCL 3 (development tool, highest rigor)
  • DO-330 TQL-4/5 ≈ ISO 26262 TCL 2/3 (verification tools)
  • DO-330 is MORE stringent overall: no equivalent to TCL 1 (no qualification required); all tools affecting certification must be qualified

Software Accomplishment Summary (SAS)

Final Certification Document

Purpose: Summarize all development and verification activities for certification authority.

ASPICE Integration: Consolidation of all ASPICE work products as evidence.

SAS Template (Simplified):

# Software Accomplishment Summary (SAS)
## Primary Flight Control Computer (PFCC) - Software v3.5.0

**Aircraft**: Regional Jet X200
**Software Item**: PFCC
**DAL**: Level A
**Certification Basis**: DO-178C, EASA CS-25
**Certification Authority**: EASA

### 1. Software Identification

| Attribute | Value |
|-----------|-------|
| Software Part Number | PFCC-SW-v3.5.0 |
| Configuration Index | CI-2027-001 |
| Development Standard | DO-178C + DO-331 (Model-Based) |
| Language | C (ISO C11) + Simulink models |

### 2. Software Life Cycle Environment

**Development Tools (Qualified per DO-330)**:
- Compiler: IAR EWARM v9.30.1 (TQL-1 qualified)
- Static Analyzer: Polyspace Bug Finder R2024a (TQL-2 qualified)
- Coverage Tool: LDRA TBvision 10.5.2 (TQL-3 qualified)
- Code Generator: Simulink Embedded Coder R2024a (TQL-1 qualified)

**Configuration Management**: Git + Jira (controlled environment)

### 3. Software Conformity

| Criteria | Conformance Status | Evidence |
|----------|-------------------|----------|
| Software plans conform to DO-178C | [PASS] Compliant | PSAC, SDP, SVP approved by EASA (2025-06-15) |
| Software development performed per SDP | [PASS] Compliant | QA audit reports (quarterly, all passed) |
| Software verification performed per SVP | [PASS] Compliant | Verification results summary (below) |
| Traceability complete | [PASS] Compliant | Traceability matrices (HLSR→LLSR→Code→Tests) |
| Configuration management complete | [PASS] Compliant | All baselines controlled, change history documented |

### 4. Verification Results Summary

| Verification Activity | Objective | Completed | Pass Rate | Status |
|-----------------------|-----------|-----------|-----------|--------|
| HLSR Review | 100% | 100% | 100% | [PASS] Pass |
| LLSR Review | 100% | 100% | 98% | [WARN] 2 findings resolved |
| Code Review | 100% | 100% | 100% | [PASS] Pass |
| Requirements-Based Testing | 100% coverage | 100% | 100% | [PASS] Pass |
| MC/DC Structural Coverage | 100% MC/DC | 100% | 100% | [PASS] Pass |

### 5. Problem Reports

| PR ID | Description | Severity | Status |
|-------|-------------|----------|--------|
| PR-089 | HLSR-142 ambiguous wording | Minor | Closed (clarified in LLSR) |
| PR-102 | MC/DC gap in function calculateAltitude() | Major | Closed (additional test added) |
| PR-115 | Code review finding: magic number | Minor | Closed (replaced with #define) |

**Open PRs**: 0 (all closed)

### 6. Software Verification Data

**Deliverables**:
- Software Requirements Design Report (SRDR)
- Software Verification Report (SVR)
- Traceability Matrices (4 documents)
- Code Review Reports (150 reviews)
- Test Case Reports (500+ test cases, all passed)
- MC/DC Coverage Report (100% achieved)

### 7. Software Life Cycle Environment Configuration Index (SECI)

All tools and their qualification data are cataloged in SECI document (DO-330 compliance).

### 8. Compliance Statement

**We certify that**:
1. Software development was conducted per approved PSAC, SDP
2. Software verification was conducted per approved SVP
3. All DO-178C objectives for DAL A software have been satisfied
4. Software configuration is under controlled baseline CI-2027-001
5. Software is ready for installation in Type Certified aircraft

**Approved by**:
- **Applicant** (Aircraft Manufacturer): [Name], [Date]
- **IV&V Lead**: [Name], [Date]
- **Certification Authority** (EASA): [Name], [Date]

---

**Conclusion**: Software PFCC v3.5.0 is **CERTIFIED** for installation in Regional Jet X200.

DO-178C vs ASPICE: Key Differences

Aspect DO-178C ASPICE
Domain Aviation only Automotive (but adaptable)
Focus Verification evidence for certification Process capability improvement
Documentation Extensive (PSAC, SDP, SVP, SCMP, SAS) Lightweight (CL2: work products documented)
Independence Mandatory for DAL A/B (IV&V) Optional (CL3: recommended, not mandatory)
Tool Qualification Required per DO-330 for tools that eliminate, reduce, or automate verification activities (applies to all DAL levels) Required for TCL 2/3 tools under ISO 26262-8; TCL 1 tools require no formal qualification
Traceability 5-level trace (System → HLSR → LLSR → Code → Tests) 2-level trace (System → Software)
Coverage MC/DC for DAL A MC/DC for ASIL-C/D (less strict)

Integration Strategy: Use ASPICE as process foundation, enhance with DO-178C documentation and independence requirements.


Summary

DO-178C Integration with ASPICE:

  • DAL Levels: DAL A-E (Catastrophic to No Effect) similar to ASIL-D to QM
  • Process Alignment: DO-178C lifecycle maps to ASPICE SWE.1-6
  • Verification Rigor: DAL A requires MC/DC, independent IV&V, extensive documentation
  • Tool Qualification: DO-330 mandates qualification of all tools that eliminate, reduce, or automate verification activities; no "no qualification required" category exists (stricter overall than ISO 26262)
  • Certification Documents: PSAC, SDP, SVP, SAS required for aviation authority approval
  • Independence: DAL A/B require independent verification (external IV&V for DAL A)

Key Takeaway: ASPICE provides process structure; DO-178C provides aviation-specific rigor and certification pathway.